BUSINESS JIP

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Sra Financial Services Conduct Of Business Rules 2001 . • the way we are regulated; Because such work is directly linked to the legal services that law firms provide, most can carry out this work under sra regulation without separate authorisation from the financial conduct authority (fca). Associate (REG B), Consumer Contracts Team, Conduct from fca-recruitment.tal.net These rules, dated 18 july 2001, are made by the solicitors regulation authority board under. And l financial services (sra financial services (conduct of business) rules 2001) for six years. Sra compensation fund rules 2011